Since: 11/30/2016

Issuer CUSIP Issuer Issue Name Certified Date
00548A ADAMAS PHARMACEUTICALS INC COM 11/17/16
00142W AIM TREASURERS SER TR INVESCOTREASURERS SER TR PREMIER US GOVT MONEY PORTINSTL CL 11/29/16
00142W AIM TREASURERS SER TR INVESCOTREASURERS SER TR PREMIER PORTFOLIO PRIVATEINVT CL SHS 11/29/16
00142W AIM TREASURERS SER TR INVESCOTREASURERS SER TR PREMIER PORTFOLIO INV CL 11/29/16
00142W AIM TREASURERS SER TR INVESCOTREASURERS SER TR PREMIER U S GOVT MONEY PORTINV CL 11/29/16
00142W AIM TREASURERS SER TR INVESCOTREASURERS SER TR PREMIER PORTFOLIO INSTL CL 11/29/16
00142W AIM TREASURERS SER TR INVESCOTREASURERS SER TR PREMIER TAX-EXEMPT PORTFOLIOINSTL CL 11/29/16
00142W AIM TREASURERS SER TR INVESCOTREASURERS SER TR PREMIER PORTFOLIO PERSONALINVT CL SHS 11/29/16
00142W AIM TREASURERS SER TR INVESCOTREASURERS SER TR PREMIER TAX-EXEMPT PORTFOLIOINV CL 11/29/16
00142W AIM TREASURERS SER TR INVESCOTREASURERS SER TR PREMIER PORTFOLIO RESERVE CL \SHS 11/29/16
00142W AIM TREASURERS SER TR INVESCOTREASURERS SER TR PREMIER PORTFOLIO RESOURCE CL\SHS 11/29/16
053807 AVNET INC COM 11/18/16
127639 CADUS CORP COM 11/22/16
31422T FEDERATED NATL HLDG CO COM 11/28/16
31867T FIRST BANCORP IND INC NEW COM NEW 11/17/16
336188 FIRST ROBINSON FINL CORP COM 11/23/16
437769 HOMESTEAD FDS INC SMALL CO STK FD 11/21/16
437769 HOMESTEAD FDS INC STOCK INDEX FD 11/21/16
437769 HOMESTEAD FDS INC VALUE FD 11/21/16
437769 HOMESTEAD FDS INC GROWTH FD 11/21/16
437769 HOMESTEAD FDS INC INTL EQUITY FD 11/21/16
437769 HOMESTEAD FDS INC DAILY INCOME FD 11/21/16
437769 HOMESTEAD FDS INC SHORT-TERM GOVT SECS FD 11/21/16
437769 HOMESTEAD FDS INC SHORT TERM BD FD 11/21/16
440452 HORMEL FOODS CORP COM 11/28/16
440452 HORMEL FOODS CORP NT 11/28/16
494368 KIMBERLY CLARK CORP COM 11/17/16
533535 LINCOLN EDL SVCS CORP COM 11/17/16
57060D MARKETAXESS HLDGS INC COM 11/18/16
641876 NEW AMER HIGH INCOME FD INC COM NEW 11/21/16
808530 SCHWARTZ INVT TR AVE MARIA GROWTH FD 11/21/16
808530 SCHWARTZ INVT TR AVE MARIA CATHOLIC VALUES FD 11/21/16
808530 SCHWARTZ INVT TR AVE MARIA RISING DIVIDEND FD 11/21/16
808530 SCHWARTZ INVT TR AVA MARIA BD FD 11/21/16
808530 SCHWARTZ INVT TR AVE MARIA WORLD EQUITY FD 11/21/16
808530 SCHWARTZ INVT TR SCHWARTZ VALUE FD 11/21/16
80862K SCICLONE PHARMACEUTICALS INC COM 11/18/16
87265K TPG SPECIALTY LENDING INC SR NT CONV 11/17/16
87265K TPG SPECIALTY LENDING INC SR NT CONV144A 11/17/16
87265K TPG SPECIALTY LENDING INC COM 11/17/16
87265K TPG SPECIALTY LENDING INC COM144A 11/17/16
958619 WESTERN METALS CORP COM 11/17/16