Since: 02/15/2018

Issuer CUSIP Issuer Issue Name Certified Date
024013 AMERICAN ASSETS TR INC COM 02/12/18
04963C ATRICURE INC COM 02/14/18
174767 CITIZENS NATL CORP KY COM 02/12/18
233153 DCT INDL TR INC COM NEW 02/07/18
29355X ENPRO INDS INC COM 02/15/18
30729Q FANTEX INC FANTEX SPORTS PORTFOLIO 1 UNIT 02/12/18
30729Q FANTEX INC PLATFORM COM STK 02/12/18
30729Q FANTEX INC FANTEX SER VERNON DAVIS CONVTRACKING STK NEW 02/12/18
30729Q FANTEX INC FANTEX SER ALSHON JEFFERYCONV TRACKING STK NEW 02/12/18
30729Q FANTEX INC FANTEX EJ MANUEL CONVTRACKING STK NEW 02/12/18
30729Q FANTEX INC FANTEX SER MICHAEL BROCKERSCONV TRACKING STK 02/12/18
30729Q FANTEX INC FANTEX SER JACK MEWHORTCONV TRACKING STK 02/12/18
30729Q FANTEX INC FANTEX SER MOHAMED SANU CONVTRACKING STK NEW 02/12/18
30729Q FANTEX INC FANTEX SER PROFESSIONAL SPORTSCONV TRACKING STK 02/12/18
30729Q FANTEX INC FANTEX SER ARIAN FOSTER CONVTRACKING STK 02/12/18
30729Q FANTEX INC FANTEX SER KENDALL WRIGHTCONV TRACKING STK 02/12/18
40417C HFB FINL CORP COM 02/15/18
451107 IDACORP INC COM 02/15/18
45247F IMAGENETIX INC NEV COM 02/15/18
53803X LIVE OAK BANCSHARES INC COM 02/15/18
53803X LIVE OAK BANCSHARES INC COM NON VTG 02/15/18
598511 MIDWESTONE FINL GROUP INC NEW COM 02/13/18
78648T SAFETY INS GROUP INC COM 02/13/18
82620P SIERRA BANCORP COM 02/15/18
90338S U S GEOTHERMAL INC COM NEW 02/15/18
92938M WST INVT TR WSTCM CR SELECT RISK MANAGEDFD INSTL SHS 02/15/18
92938M WST INVT TR WSTCM SECTOR SELECT RISKMANAGED FD INSTL SHS 02/15/18
92938M WST INVT TR WSTCM CR SELECT RISK MANAGEDFD INVS SHS TO 12/31/2016 02/15/18
92938M WST INVT TR WSTCM SECTOR SELECT RISKMANAGED FD INV SHS 02/15/18